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EXECUTIVE - COMPLIANCE

Vertex Securities Ltd

Kochi, Kerala, India₹40,000–₹130,000/moAED 1.8K-5.7K/moToday
IndiaExecutiveFull Time

Job Description

Job description KEY RESPONSIBILITIES Ensure continuous compliance with SEBI regulations, circulars and guidelines applicable to Stock Broking, Depository Participant, Research Analyst and Merchant Banking activities. Ensure compliance with KYC, AML/CFT and client onboarding requirements. Monitor Dep