COMPLIANCE OFFICER

FX COMPLIANCE OFFICERRegulatory ComplianceMaintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocolsMonitor regulatory developments and advise management on compliance implicationsPrepare and submit regulatory filings and reports to relevant authoritiesRisk Management & MonitoringDevelop implement and maintain compliance policies procedures and controlsConduct regular compliance audits and risk assessments of trading operationsMonitor client trading activity for suspicious patterns market abuse or regulatory breachesReview marketing materials and client communications for regulatory complianceTraining & AdvisoryProvide compliance training to staff across all departmentsAdvise business units on regulatory requirements affecting operations and strategyServe as primary liaison with external auditors and regulatory authoritiesMaintain compliance documentation and audit trailsRequired QualificationsBachelors degree in Finance Law Business Administration or related fieldMinimum 5 years of compliance experience in FX brokerage financial services or bankingDeep understanding of AML/CTF regulations KYC procedures and offshore regulatory frameworksEssential SkillsStrong analytical and risk assessment capabilitiesExcellent attention to detail and organizational skillsEffective communication and stakeholder management abilitiesProficiency with compliance management systems and monitoring toolsAbility to work independently in a fast-paced evolving environmentKey CompetenciesIntegrity and ethical judgment Problem-solving abilities Regulatory knowledge Adaptability to changing regulations Cross-functional collaboration#J-18808-Ljbffr