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Compliance Manager, Investment Advisory & Distribution

Dhan Saarthi

Kolkata, India₹50,000–₹180,000/moAED 2.2K-7.9K/moToday
IndiaManagerFull Time

Job Description

Hiring a seasoned Legal & Compliance Head with deep knowledge of SEBI RIA and AMFI/ARN regulations who can ensure strict arm’s-length separation between Advisory and Distribution businesses. Key Responsibilities Ensure full compliance with SEBI RIA and AMFI/ARN guidelines. Establish and enforce arm’